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CPD Course
Regulation L: Management Official Interlocks
Develop practical knowledge and confidence in Regulation L: Management Official Interlocks. This course will introduce the learner to Regulation L and its relationship to bank management. The learner will be instructed on the rules and restrictions for management officials and if they can serve as management officials at other financial institutions. After completing this program, the...
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Course Description
Buying for a team?
Choose 5 or 10 licences to purchase access for multiple learners at a reduced per-person rate. After purchase, eBSI will contact you to confirm the learner details and arrange course access for each participant.
Develop practical knowledge and confidence in Regulation L: Management Official Interlocks.
This course will introduce the learner to Regulation L and its relationship to bank management. The learner will be instructed on the rules and restrictions for management officials and if they can serve as management officials at other financial institutions. After completing this program, the learner will understand:
Why this course matters
This course turns the subject into practical, structured learning you can apply in real business and workplace situations. It is designed to help you move beyond definitions and understand how the ideas, tools and decisions covered in the course fit together.
What you will gain
- Understand the core principles and practical approaches covered in Regulation L: Management Official Interlocks.
- Recognise situations where those approaches can improve workplace decisions or performance.
- Apply the course ideas more confidently in day-to-day professional situations.
Who is this course for?
This course is suitable for professionals, managers, business owners and learners who want practical knowledge they can apply in real workplace situations.
Course at a glance
- Study time: approximately 1 hour.
- Format: self-paced online learning.
- Professional development: CPD course.
Course Outline
Regulation L: Management Official Interlocks
Seat Time: 0.25hrs
This course will introduce the learner to Regulation L and its relationship to bank management. The learner will be instructed on the rules and restrictions for management officials and if they can serve as management officials at other financial institutions. After completing this program, the learner will understand:
- Restrictions on simultaneous management.
- Exceptions to Regulation L.
- Examples of depository organizations that will allow for simultaneous management.
Course Topics
T1. Regulation L: This topic will familiarize the learner with Regulation L, which prohibits any management official of one depository organization from serving simultaneously as a management official at another depository organization if the organizations are not affiliated.
Continue your learning
Part of this learning pathway: Compliance & Regulatory
Learners also take: Regulation 9 | Regulation B | Regulation CC
Course pathway: eBSI Banking Academy > Compliance & Regulatory > Regulation L: Management Official Interlocks
Explore more Compliance & Regulatory training or return to the eBSI Banking Academy.
Your questions, answered
Does the course include a certificate?
The course assessment leads to a downloadable digital PDF CPD Certificate of Completion. See the course description for the CPD credits awarded.
What is CPD?
CPD stands for Continuing Professional Development. It is the ongoing learning that helps you maintain and develop the knowledge and skills you use in your work. Courses, workshops and other learning activities can contribute to your CPD record.
Can I ask a question before enrolling?
Book a free video consultation to discuss your goals and course choice.