Book a Free Video Consultation!
If you have any questions or would like to speak to one of our team before enrolling feel free to book a free video call with us by clicking the button below, we will be delighted to meet you on Google Meet!
CPD Course
Regulation X: Borrowers of Securities Credit
Develop practical knowledge and confidence in Regulation X: Borrowers of Securities Credit. This course will introduce the learner to Regulation X's relationship to Regulation T and Regulation U. The course will also discuss when Regulation X is applicable to purchasing securities credit and when a borrower is subject to Regulation X. After completing this program, the learner...
See course content
Course Description
Buying for a team?
Choose 5 or 10 licences to purchase access for multiple learners at a reduced per-person rate. After purchase, eBSI will contact you to confirm the learner details and arrange course access for each participant.
Develop practical knowledge and confidence in Regulation X: Borrowers of Securities Credit.
This course will introduce the learner to Regulation X's relationship to Regulation T and Regulation U. The course will also discuss when Regulation X is applicable to purchasing securities credit and when a borrower is subject to Regulation X. After completing this program, the learner will understand:
Why this course matters
This course turns the subject into practical, structured learning you can apply in real business and workplace situations. It is designed to help you move beyond definitions and understand how the ideas, tools and decisions covered in the course fit together.
What you will gain
- Build a practical understanding of the key concepts covered in Regulation X: Borrowers of Securities Credit.
- Recognise where the topic applies in real workplace or business situations.
- Apply the methods and good-practice approaches covered in the course with greater confidence.
Who is this course for?
This course is suitable for professionals, managers, business owners and learners who want practical knowledge they can apply in real workplace situations.
Course at a glance
- Study time: approximately 1 hour.
- Format: self-paced online learning.
- Professional development: CPD course.
Course Outline:
Regulation X: Borrowers of Securities Credit
Seat Time: 0.25hrs
This course will introduce the learner to Regulation X's relationship to Regulation T and Regulation U. The course will also discuss when Regulation X is applicable to purchasing securities credit and when a borrower is subject to Regulation X. After completing this program, the learner will understand:
- Purpose of Regulation X.
- Definition of a "U.S. Person."
- When a U.S. Person may not participate in a credit transaction that is collateralized by margin securities.
Course Topics:
T1. Regulation X: Borrowers of Securities Credit: This topic will introduce the learner to Regulation X, which extends the provisions of regulations governing the extension of credit by brokers and dealers and by financial institutions and other lenders for the purpose of purchasing or carrying securities to borrowers.
Continue your learning
Part of this learning pathway: Compliance & Regulatory
Learners also take: Regulation A: Extension of Credit by FRBs | Regulation T: Credit by Brokers and Dealers | Regulation U: Margins, Credit Extended by Banks
Course pathway: eBSI Banking Academy > Compliance & Regulatory > Regulation X: Borrowers of Securities Credit
Explore more Compliance & Regulatory training or return to the eBSI Banking Academy.
Your questions, answered
Does the course include a certificate?
The course assessment leads to a downloadable digital PDF CPD Certificate of Completion. See the course description for the CPD credits awarded.
What is CPD?
CPD stands for Continuing Professional Development. It is the ongoing learning that helps you maintain and develop the knowledge and skills you use in your work. Courses, workshops and other learning activities can contribute to your CPD record.
Can I ask a question before enrolling?
Book a free video consultation to discuss your goals and course choice.